Funds

Funds

Industry: Financial services

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Funds

Transfer out date

Financial services; Funds

Determines when the securities and instructions were (will be) transferred out of the account. Transfers may take 2 or more days.

Type of exercise

Financial services; Funds

For participants in employee stock option plans: The exercise methods/payment alternatives available to employee stock option plan participants based on the terms and conditions of the plan.

Type of order

Financial services; Funds

Related to Equities: Buy: Purchase of an equity Buy to Cover: The purchase of a long position to offset a short position. Sell: Liquidations of an equity. Sell Short: Borrowing a security from a ...

Ultra-short obligations funds

Financial services; Funds

Fund invests at least 65% of fund assets in investment grade debt issues, or better, and maintains a portfolio dollar-weighted average maturity between 91 days and 365 days.

Uncovered call options

Financial services; Funds

A short call option in which the seller (writer) does not own the shares of underlying stock represented by his or her options contracts.

A short put option in which the seller (writer) does not have a corresponding short stock position or has not deposited in a cash account cash or cash equivalents to cover the potential exercise of ...