9 Terms
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General Finance
Industry: Financial services
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General Finance
specialist
Financial services; General Finance
On an exchange, the member firm that is designated as the market maker (or dealer for a listed common stock). Member of a stock exchange who maintains a "fair and orderly market" in one or more ...
Ten-Day Rule
Financial services; General Finance
The New York Stock Exchange rule permitting member firms (brokers) to vote in favor of management ten days or less before the meeting, provided that the member firm mailed proxy material to ...
selling dividends
Financial services; General Finance
Inducing a prospective customer to buy shares in order to profit from a dividend scheduled in the near future.
spot exchange rates
Financial services; General Finance
Exchange rate on currency for immediate delivery. Related: Forward exchange rate.
tenant
Financial services; General Finance
A partial owner of a security, or the holder of some property. See: Lessee.
uncovered put
Financial services; General Finance
A short put option position in which the writer does not have a corresponding short stock position or has not deposited, in a cash account, cash or cash equivalents equal to the exercise value of the ...
