ADV Form

ADV Form

(USA) The form required to be filed with the SEC in order to register as an investment adviser under the Investment Advisers Act of 1940.

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Part of Speech: noun
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Industry/Domain: Financial services
Category: Private equity
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ADV form

Financial services; Private equity

(USA) The form required to be filed with the SEC in order to register as an investment adviser under the Investment Advisers Act of 1940.

Schedule 13D

Financial services; Private equity

(USA) A form required to be filed with the SEC by any person or entity that acquires a 5% or greater ownership interest in a public company, setting forth identifying information ...

leveraged recapitalisation

Financial services; Private equity

Transaction in which a company borrows a large sum of money and distributes it to its shareholders.

leveraged buy-out fund (LBO Fund)

Financial services; Private equity

An investment fund or company focusing on financing leveraged buyouts.

information rights

Financial services; Private equity

The contractual right to obtain information about a company, including, for example, attending board meetings. Typically received by venture capitalists investing in privately ...

institutional investor

Financial services; Private equity

An institution such as an investment company, mutual fund, insurance company, pension fund or endowment fund that generally has substantial assets and experience in investments. ...

investment letter

Financial services; Private equity

A written agreement between an investor and a seller of securities in a private placement.

invested capital

Financial services; Private equity

See ‘Capitalisation’.

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