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Broker/dealer
Any individual or firm, other than a bank, which is engaged in the business of buying and selling securities for itself and others. In the USA, broker/dealers must register with the SEC as well as with the states in which they conduct business.
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- Part of Speech: noun
- Synonym(s):
- Blossary:
- Industry/Domain: Financial services
- Category: Private equity
- Company:
- Product:
- Acronym-Abbreviation:
Other Languages:
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