10 TermsHome > Terms > English, UK (UE) > Restricted person
Restricted person
For purposes of the New Issue Questionnaire, restricted person means an officer, director, general partner, employee or agent of any broker-dealer, a senior officer of a financial institution, a finder with respect to the offering, or a person acting in a fiduciary capacity to the issuer or the managing underwriter for the offering.
This is auto-generated content. You can help to improve it.
0
0
Improve it
- Part of Speech: noun
- Synonym(s):
- Blossary:
- Industry/Domain: Financial services
- Category: Funds
- Company: Merrill Lynch
- Product:
- Acronym-Abbreviation:
Other Languages:
Member comments
Terms in the News
Featured Terms
Industry/Domain: Aerospace Category: Satellites
Bright Target Explorer (BRITE)
The Bright Target Explorer is a programme that develops tiny space telescopes to observe the brightest stars (including those that make up well-known ...
Contributor
Featured blossaries
Browers Terms By Category
- General furniture(461)
- Oriental rugs(322)
- Bedding(69)
- Curtains(52)
- Carpets(40)
- Chinese antique furniture(36)
Home furnishings(1084) Terms
- Festivals(20)
- Religious holidays(17)
- National holidays(9)
- Observances(6)
- Unofficial holidays(6)
- International holidays(5)
Holiday(68) Terms
- Skin care(179)
- Cosmetic surgery(114)
- Hair style(61)
- Breast implant(58)
- Cosmetic products(5)
Beauty(417) Terms
- Zoological terms(611)
- Animal verbs(25)